Charles Schwab today announced the launch of thematic stock lists, a new resource designed for self-directed investors who want to invest in stocks aligned with their personal interests and values. Using Schwab’s thematic stock lists – one of the largest theme-based stock list resources available in the industry today – clients can easily view potential…
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Ripple, a leading provider of enterprise blockchain and cryptocurrency solutions, today announced Michael Warren is joining its board of directors. A former Senior Advisor in the White House during the Obama administration, Mr Warren brings decades of leadership in financial services, international business, and government policy to Ripple as the company continues to champion regulatory…
The Australian Securities and Investments Commission (ASIC) has issued a brief statement regarding today’s outage at the ASX24 futures market. The ASX24 futures market trading platform entered into a trading halt at around 10:00am Thursday 17 March and reopened around 2:00pm in the afternoon. ASIC says it remained in regular communication with ASX, market participants,…
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Crypto exchange Binance has announced that it has been granted a Virtual Asset License from Dubai’s Virtual Asset Regulatory Authority (VARA). Binance said that it will now be able to operate within Dubai’s ‘test-adapt-scale’ virtual asset market model as a base for expansion into the region. Under the Virtual Asset Regulatory Authority (VARA) initial regulatory…
TradeStation Group, Inc announced that it has entered into a multi-year sponsorship agreement to be an official FinTech sponsor of University of Miami (UM) Athletics. As an official sponsor, TradeStation’s trading platforms for stocks, options, futures, and cryptocurrencies will be featured across all UM Athletics. TradeStation will integrate its brand, showcase its platforms, and seek…
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Online broker eToro continues to broaden the variety of cryptoassets available to its clients. Today, the company announced the addition of Theta and Fantom to its crypto lineup. Theta is a decentralized video delivery network that aims to become essential media infrastructure for the metaverse. THETA is the governance token of Theta Network, and is…
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Aegis Investments has agreed to a fine as a part of a settlement with FINRA. Aegis Investments failed to conduct annual independent testing of the firm’s anti-money laundering (AML) compliance program between 2011 and 2020, in violation of FINRA Rules 3310(c) and 2010. FINRA Rule 3310 requires member firms like Aegis Investments to develop and…
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LME today published a notice regarding daily upper and lower price limits in either direction for outright Contracts in all base metals. The notice sets out firm daily price limits for Nickel outrights and reconfirms the daily price limits that will be applied to all other base metal outrights, and sets out the dates from…
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The Commodity Futures Trading Commission (CFTC) today simultaneously filed and settled charges against ED&F Man Capital Markets, Ltd, a London-based provisionally registered swap dealer, for failing to comply with certain swap dealer requirements to report accurate swaps data to a swaps data repository (SDR), failing to disclose a conflict of interest to swaps counterparties, failing…
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CQG, a provider of high-performance technology solutions for traders, brokers, commercial hedgers and exchanges, announced today the phased roll-out of its newest trading platform, CQG One. Designed for professional traders and institutional investors, the new cloud-based CQG One combines the ease of use of the firm’s retail-oriented CQG Desktop platform with many of the popular…
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