CFTC imposes $1M fine on Citi for swap data reporting violations
The United States Commodity Futures Trading Commission (CFTC) today filed and settled charges against Citibank, N.A. and Citigroup Global Markets Limited for failing to comply with certain swap dealer requirements for reporting Legal Entity Identifier (LEI) information to a swap data repository (SDR) and related supervision failures. The order also charges Citi for violating the…
Read More “CFTC imposes $1M fine on Citi for swap data reporting violations” »