Introducing broker Tullett Prebon FS fined $150,000
US derivatives market regulator the National Futures Association (NFA) has announced that it has ordered New York based introducing broker Tullett Prebon Financial Services LLC (TPFS) to pay a $150,000 fine. The Decision, issued by NFA’s Business Conduct Committee (BCC), is based on a Complaint issued by the BCC and a settlement offer submitted by…
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