The Cyprus Securities and Exchange Commission (CySEC) today issued a circular on whistleblowing, detailing the procedures to be used for submitting a report of an infringement. A report of infringement can be submitted either by name or anonymously. CySEC has the following communication channels for receiving a report of infringement and for contacting the dedicated…
AUSTRAC has ordered the appointment of an external auditor to three entities within the Bell Financial Group, including Bell Potter Securities Limited, Bell Potter Capital Limited and Third Party Platform Pty Ltd. The appointed external auditor will be authorised by AUSTRAC to assess the three entities’ compliance with the Anti-Money Laundering and Counter-Terrorism Financing Act…
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Deutsche Börse AG has successfully placed a corporate hybrid bond in an amount of EUR 500 million. The bond has a term of 26.25 years with a first optional call date after 6 years and a coupon of 2.00 per cent annually until June 2028. Supported by Deutsche Börse AG’s strong credit profile, the offer…
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Hong Kong-focused Forex broker CLSA Premium Ltd (HKG:6877) has scheduled another meeting of shareholders in order to put to a vote a resolution about the company’s winding up. The meeting is convened at the request of KVB Holdings, a CLSA shareholder, which has been repeatedly pushing for the closure of the broker. An extraordinary general…
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Japanese online trading company Rakuten Securities plans to add 200 foreign stocks to its lineup of trading instruments. The additions include the stocks of 100 companies listed on US exchanges and the stocks of 100 companies listed on the Hong Kong exchange. The new instruments include the shares of KLX Energy Services Holdings (KLXE), which…
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FCA regulated multi-asset liquidity solutions provider BidX Markets has announced it has received investment from non-bank market maker Solid, in a step towards building a strategic partnership between both financial institutions. Solid, one of the leading ultra-low latency multi-bank ECN providers and BidX Markets will work in collaboration to benefit from both firms longstanding industry…
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Forex scams tend to lure traders in with the promise of high returns on their investment with little to no risk.From adverts on social media to setting up fake websites, fraudsters use lots of tactics to trick investors into handing over their money.Here, we look at some of the most common forex trading scams and…
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BNY Mellon today announced that Jennifer Barker has been named Chief Executive Officer of its Treasury Services business. In this position, Ms. Barker will assume leadership responsibility for BNY Mellon’s market-leading Treasury Services business, which provides domestic and cross-border payments, US dollar clearing, trade finance and liquidity management capabilities to clients in APAC, EMEA and…
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TraditionDATA, the data and information services division of Compagnie Financière Tradition, has announced that it has added two senior market specialists to its sales teams as part of its continued global growth plans. Steve Murphy, based in Madrid, and Bruce Messing, based in New York, have joined TraditionDATA as Senior Business Development Managers. Steve Murphy…
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Financial app development platform provider Genesis Global has announced a new round of $200 million in financing, led by Tiger Global Management, with participation from Accel, GV (formerly Google Ventures), Illuminate Financial, Insight Partners, Salesforce Ventures and Tribeca Early Stage Partners. The funding will be used to expand the Genesis platform, developer community and the…
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