Citadel Securities gets a slap on the wrist for violating Nasdaq rules
Citadel Securities has agreed to pay a fine of $15,000 as a part of a settlement with the Nasdaq Stock Market LLC. The broker-dealer allegedly violated Nasdaq rules between August 15, 2014 and May 2, 2018. During the review period, Citadel Securities had market access, as defined in Exchange Act Rule 15c3-5. As such, the…
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