Credit Suisse gets a slap on the wrist for violating ICE Futures rules
ICE Futures today published a notice of summary fine issued to Credit Suisse Securities (Europe) Ltd. The fine stems from Credit Suisse’s violations of Exchange Rule 4.15(a). In relevant part, the rule says: “Each individual Person with Direct Access, employee of a Clearing Member or of a Person with Direct Access, automated trading system and…
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